Traders, brokers and stock market advice in Spain (2015)

Abstract

The objective of this project is to carry out an exhaustive study on the case of a broker, specifically its servicewill be analyzed within investment operations through the purchase and sale of shares, CFDS and any othertype of financial asset through trading services. social (Copy Trading). To begin, a definition of the financialsystem and a broker in it will be carried out. Subsequently, the agents participating in these services and theirparticipation in the organization will be analyzed.Likewise, it will be demonstrated how inappropriate action is encouraged by the investors that the broker inquestion makes available to investors to carry out a multitude of operations that could seriously harm theprivate investor through a study of the implications of the application of the fees of the brokers today andcompare the lack of ethics of this broker for offering a service in which individual investors incur high risks andcosts, finally an ethical code will be proposed so that the broker in question can apply it to its investors.